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Compliance Professional

HB4 Compliance Professional


Key fraud risks faced by regulated firms

  • Theft of Information
  • Mortgage Fraud
  • Insurance Fraud
  • Cheque Fraud
  • Procurement Fraud
  • Theft of Assets
  • Clients lying about their personal circumstances
  • Business Associates and clients failing to disclose relevant facts
  • False Accounting
  • Bribery and Corruption
  • Affinity Fraud

Here are the key resources to make sure you your fraud risk management arrangements are in line with the requirements of key regulators and professional bodies:

Accountants and other Finance Professionals Requirements

Solicitors Requirements

Estate Agents Requirements

 

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