Compliance Professional
Key fraud risks faced by regulated firms
- Theft of Information
- Mortgage Fraud
- Insurance Fraud
- Cheque Fraud
- Procurement Fraud
- Theft of Assets
- Clients lying about their personal circumstances
- Business Associates and clients failing to disclose relevant facts
- False Accounting
- Bribery and Corruption
- Affinity Fraud
Here are the key resources to make sure you your fraud risk management arrangements are in line with the requirements of key regulators and professional bodies:
Accountants and other Finance Professionals Requirements